by
Lawrence G. Desmond, PhD
Research Associate
Department of Anthropology
California Academy of Sciences
Golden Gate Park
San Francisco, California 94118
1989
(C) Copyright 1989 by Lawrence G. Desmond.
All rights reserved.
ABSTRACT
This paper will discuss the results of a close-range photogrammetric field study that was carried out in March 1989 at the archaeological sites of Chichen Itza and Uxmal in Yucatan, Mexico. The study was initiated to test the ability of archaeologists, only minimally trained in close-range photogrammetry, to successfully document La Iglesia at Chichen Itza and the Adivino Pyramid at Uxmal. Our results indicate accurate documentation of those buildings, and we encourage archaeologists to apply it to projects where precise measurements and drawings are required in order to increase the accuracy and speed of recording.
HISTORICAL BACKGROUND
Documentation
of the Maya archaeological sites of Uxmal and Chichen Itza had its beginnings
in the seventeenth-century with descriptions by the historian Diego Lopez
de Cogolludo, and then early in the nineteenth-century with the drawings
of the artist-adventurer Count Frederic Waldeck in the 1830s, and illustrations
by Frederick Catherwood for travel books by John Lloyd Stephens in the
1840s. In the 1860s the French explorer Desire Charnay successfully
made a number of photographic views at both Uxmal and Chichen Itza.
But it was not until 1875 that detailed and systematic photographic recording
was accomplished at Uxmal and Chichen Itza by Augustus and Alice Le Plongeon.
Their documentation included several hundred photos of each site in both
stereo 3-D and flat images. (Desmond and Messenger 1988)
Augustus' photographic
expertise extended back to the 1850s in San Francisco when he rented space
on Clay Street for a studio.
He was noted for his successful Daguerreotypes of squirming children taken
"in good style in 2 seconds." Seeing new opportunities for a photographer
in Peru, he opened a studio in Lima in 1862, and traveled widely in the
Andean area photographing archaeological sites.
While in Peru
he read the works of Brasseur
de Bourbourg, Waldeck,
and Stephens and Catherwood
about the Maya, and decided on an expedition to Yucatan. To prepare himself
for his work he traveled to London in 1870 where he met Alice Dixon who
was working as a photographer at the British Museum. Alice had learned
photography from her father Henry Dixon who was a well known photographer
of London architecture and one of the inventors of panchromatic emulsion
for negatives. The new emulsion allowed for a much broader range
of grey tones by representing all colors in black-and-white photographs.
The Le Plongeons
spent from 1873 to 1884 in Yucatan
and Belize, worked at Uxmal
for five months, and at Chichen
Itza for eight months, and approximately five hundred of their photographs
of those sites survive (Maps1
and
2).
They broke with 19th century photographic tradition where large format
photographic glass negatives (some up to 16x20 inches!) were the rule of
the day. Since they knew their work would require hundreds of glass-plate
negatives to record an archaeological site they decided to use a smaller
and more convenient format negative (4x8 inches), and make their photos
in 3-D stereo where each image of the stereo pair would be 4x4 inches.
Stereo photography
was not new in the 1870s when it was first used for archaeological documentation
in Yucatan by the Le Plongeons. As early as 1856 the English scientist
Sir David Brewster noted in his book, The stereoscope: its history,
theory and construction, how the stereo effect is enhanced or reduced
by changes in the distance between the lenses in a two lens stereo camera.
The stereo technique was seen by the Le Plongeon to improve the quality
of the photographic image used by archaeologists for documentation and
analysis, but it took until the 20th century before photogrammetrists were
able to quantify the additional data contained in the stereo image and
confirm Le Plongeon's intuitive conclusion. In a letter to Charles
Bowditch of the Peabody Museum at Harvard University in 1902, Augustus
Le Plongeon explained why he chose to use stereo over single negative flat
photography for archaeological documentation,
"I took stereopticon pictures of Yucatan in preference to single ones because they are more realistic when looked at with the proper instrument and they enable me to study the monuments as well, and sometimes better, than if I stood before them." (Le Plongeon 1902)CLOSE-RANGE PHOTOGRAMMETRY AND ARCHAEOLOGY
Background
Photogrammetric
instrumentation provides precise three dimensional measurements from photographs,
and drawings can be made from those measurements. In Europe, close-range
photogrammetry is often part of the process of historic preservation where
monuments in need of consolidation or structural repair are recorded and
working drawings are made for archaeologists, architects and civil engineers
from 3-D stereo photographs and survey control data. In some cases
damaged structures are regularly monitored using very precise close-range
photogrammetric techniques to detect and track changes to the integrity
of the building. In nationwide programs close-range photogrammetry
has been used to make drawings of important monuments in England by English
Heritage, in France by the National Center for the General Inventory of
Monuments, and in most other European countries on a case-by-case basis.
In third world countries such as Turkey, India, and Cambodia there have
been quite a number of site specific programs. Organizations such
as the International Committee for Architectural Photogrammetry (CIPA),
which is part of the International Council on Monuments and Sites (ICOMOS)
and funded by UNESCO, have encouraged and sponsored a number of international
projects where monuments are in need of precision recording. Where
funding is short, the stereo photographs and survey control data are archived
until funding becomes available to make drawings.
The process of
close-range photogrammetric recording is quite straight forward.
First, survey targets or selected locations on the facade of a building
are measured using a surveying instrument called a transit,
and then it is photographed so that each photograph overlaps the other
creating a three dimensional image. Documentation work can cease at this
stage with the photographs and survey information stored to form a permanent
archival record. Or, the photographs and survey data can be used
to make accurate and detailed line drawings of the facade.
To make a drawing
of a facade, an optical-mechanical instrument called a stereoplotter
is used. The operator places photographs of the facade in the
instrument and views them as a three dimensional image. Then an elevation
drawing is made of the facade by carefully tracing the detail of the stonework,
cracks, doors, arches, architecture, etc. The stereoplotter is linked
to a personal computer running a computer assisted drafting software program
which captures the digitized data on a computer file. From the computer
file the drawing can then be printed on paper or the file can be modified
with the addition of layers of field information from architects, engineers
and archaeologists and then printed at some future time to include their
additional specifications.
Fieldwork at Uxmal and Chichen Itza
In order to test
the application of close-range photogrammetry for use by archaeologists
we documented one structure at the archaeological site of Chichen Itza
and one at Uxmal with a metric (calibrated for photogrammetric photography)
Bronica
70MM camera lent to us by American Measuring Instruments of San Antonio,
Texas. Control point measurements on the buildings were made with
a transit accurate to 30
seconds of arc.
We had been offered
the use of AMI's Twin Bar camera system which eliminates the need for target
surveying in some situations or could have rented a total station theodolite,
but we felt we would learn more by using a single camera and less technologically
sophisticated equipment which is usually available to most archaeologists.
Dell Foster,
president of AMI, had seen a few of the Le Plongeon stereo photos of buildings
at Chichen Itza and suggested that we photograph and survey La Iglesia
when I told him that part of the roof comb, shown complete in a Le Plongeon
photo, had collapsed. He offered to calibrate the non-photogrammetric
Le Plongeon stereo photo and draw to scale the complete roof comb as it
looked in the 1875 photo. Recent advances in photogrammetric computer
software made such a procedure possible and have made old stereo photos
in archival collections potentially more useful for research and historic
preservation.
At Uxmal we decided
to record the west facade of the Adivino
Pyramid because, as a very large structure, it presents a number of
technical problems for photogrammetric documentation. And in terms
of field work we wanted to test the ability of the 70mm Bronica camera
with a 40mm wide angle lens to record the building so that drawings with
a scale of 1:50 could be made.
The first step in recording
La Iglesia was to stick survey targets on the west facade with masking
tape, and then place the transit over a location called Station "A" about
eight meters in front of the building. Then the angles and elevations
of the targets were measured from that station. Once measurement
was complete the transit was then used to measure from "A" the location
of a second station called "B" which was a few meters south and about the
same distance from the facade as Station "A." A tape was used to
measure the distance between the two transit stations. The transit was
then moved to Station "B" and the elevations and angles of the targets
again measured from that station. This completed the survey portion
of the project.
Photographing
La Iglesia in stereo with the 70mm metric Bronica camera was a simple procedure
and took ten minutes. The modified Bronica single lens reflex used
a fixed focus Zenzanon 40mm wide angle F4 lens, automatic aperture control,
and motorized film advance. The camera with batteries weighed about
five and a half pounds. Since we planned architectural photography
the focus was preset at five meters to infinity, but other lenses are available
for close-up photography. Our procedure was to center the focusing
circle on the door of the building for each exposure, and with the camera,
hand-held, take photographs eight meters from the west facade with about
two meters between them. Eight photographs were taken using Kodak
Ektachrome 64, 220 roll film. While a tripod is advisable it was
not used. Oblique photographic angles or perspective correction were
of no concern since the stereoplotter computer program would make the required
corrections. Later we were told that in standard close-range
photogrammetric practice the whole building does not have to be included
in each photo and the photos are taken parallel to each other with about
a 75% overlap rather than pointing the camera at one central location.
Even though only part of a building is in each photo this presents no problem
since the drawing of the building is made section-by-section from stereo
photos, and sections are then linked together by the software to produce
a complete drawing.
The day following
our documentation of La Iglesia we traveled to Uxmal to record the west
facade of the Adivino Pyramid. We placed twelve targets on the facade,
and began transit work with stations "A" and "B" located on the mound to
the northwest of the west facade, and with darkness overtaking us, finished
after about three hours of surveying. Since all the targets were
not in a line of sight from stations "A" and "B," the following day we
set-up another pair of stations in the plaza area fifteen meters west of
the pyramid, and from those stations we were able to complete the work
of surveying.
About one hour
was required to take seventy-two Ektachrome 64 photographs of the west
facade with the 70mm metric Bronica camera. Our procedures were essentially
the same as used on La Iglesia with the whole pyramid included in each
photo. Two sets of photos
were taken by Desmond, one at about twenty meters and the other fifteen
meters from the pyramid. This completed the our field work.
Post fieldwork and analysis
On return to San
Francisco the Kodak 220 Ektachrome 64 film was professionally processed.
The color stereo transparencies of the Adivino Pyramid and La Iglesia,
along with the survey control data, were then sent to Dell Foster at AMI
in San Antonio where they were used to make drawings using an AMI
35/70 analytical stereoplotter.
Once the color
transparencies were placed in the stereoplotter and the control data entered
into the software program, John Garcia, a stereoplotter operator with AMI,
drew the west facade of the
Adivino Pyramid in about fifteen hours. It is interesting that
Garcia was able to see and draw the narrow fissures in the facade that
were produced by hurricane Gilbert in 1988 and later repaired by archaeologists.
Using a stereoplotter,
color transparencies and the same setup procedures, La
Iglesia was drawn by Garcia in about ten hours.
Next, the roof comb
of La Iglesia was drawn using the Le
Plongeon stereo photo made in 1875, but it was first calibrated using
our current stereo photos and survey control data. The two Le Plongeon
black-and-white glass negatives of La Iglesia (together they make
one stereo image of the building) were copied and sent to scientific photographer
Larry Harwood of the University of Colorado's Biovisuals photographic laboratory.
He processed each negative into a positive black-and-white transparency
and reduced the original 4x4 inch format of each negative to 70x70mm so
that they could be used in the AMI 35/70 stereoplotter.
Curtis Yarbrough, a
photogrammetrist with AMI, worked out the mathematics for the control parameters
based on our photographs and field measurements, and calibrated the 100
year old Le Plongeon stereo image for use in the stereoplotter. Garcia
then drew the missing portion of the roof comb to correct scale using the
newly calibrated Le Plongeon stereo photo. The whole building could
have been drawn from the 1875 photo, but rather than take additional time
from pressing AMI commercial projects to make two whole drawings, he chose
to draw the building as it
is today from our photos and survey data, and then add on the
missing part of the roof comb by merging the two computer drawing files
and plotted them as one drawing (closeup
of roof comb drawing).
CONCLUSIONS
The use of the
single 70mm metric camera for documentation of La Iglesia resulted in accurate
and measurable photographs for our pilot study, and therefore we would
recommend a medium format camera (70mm) for use in recording buildings
with roughly the same dimensions as La Iglesia or smaller. The camera
was quick and simple to use, and the quality of image was excellent in
resolution. An inexperienced operator should be able to learn how
to use the camera in a day.
The Adivino Pyramid
is a very large structure, and when the building as a whole is photographed
on one 70mm transparency, details beyond 15 meters from the camera begin
to be lost in the grain of the film. Bas-reliefs in the upper temples
were especially difficult to draw even when the very fine grain Ektachrome
64 film was magnified with the fine lenses of the stereoplotter.
And the center portion of the upper temple could not be drawn where it
was
blocked from view
by the lower temple. Also, the small size of the subject matter on
the film prevented us from making a drawing larger than 1:125, and while
the drawing made by Garcia is excellent for illustration, a scale of 1:50
or larger is necessary as a historic preservation working drawing.
Drawings, including all necessary architectural details, and with a scale
of 1:50 or larger can be drawn in future projects by using a larger format
camera such as the Wild P-31 4x5 inch and 100mm lens, taking the photos
about eight meters from the subject, and lifting the camera to a position
level with and nearer to the upper temple facades.
A total station
theodolite with an accuracy of five seconds of arc or better, and a computerized
data recorder is recommended when a project such as the Adivino Pyramid
is undertaken. Standard practice in close-range photogrammetry is
to use a minimum of three survey control targets in each photo so surveying
can become time consuming with larger structures and field time can thus
be reduced with an automated theodolite system.
This project
clearly demonstrates that with some training archaeologists can apply close-range
photogrammetry to their work. While the technique has been used primarily
in connection with historic preservation projects, with some development
it can be adapted to documentation of excavations. Ideally, a calibrated
camera should be used, but a high quality non-calibrated camera can be
used in some cases if additional targets are surveyed. If a calibrated
camera and surveying instrument is not available, and the project is important,
systematic stereo photos should be taken with any camera in the hope that
they can be calibrated at a later date.
As was mentioned
previously, close-range photogrammetry is used internationally, and is
currently the most accurate technique used to document cultural heritage
monuments. Recent development of high speed personal computers, new
photogrammetric software programs and computer assisted drafting programs
have simplified the technique and increased both the accuracy and sophistication
of the final drawings. Most archaeologists, architects and other
historic preservationists would agree that a good portion of the world's
cultural resources are at risk from human and natural causes. Therefore
it is imperative that we train persons concerned with archaeology and historic
preservation in the use of close-range photogrammetry and organize a long
term program using this technology to create a permanent, and scientific
record for use by conservation architects and archaeologists to monitor
the condition of the buildings and take corrective action when needed.
ACKNOWLEDGEMENTS
Fieldwork for
this project was greatly facilitated by Director Ruben Maldonado of INAH-Centro
Regional Yucatan, who, early on, saw the value of close-range photogrammetry
to archaeology. At Chichen Itza Administrator Feliciano Salazar L.,
and at Uxmal Administrator Pedro Casanova welcomed us and expedited our
fieldwork. Dell Foster, president of American Measuring Instruments
in San Antonio, Texas deserves an enormous amount of credit for lending
the project the AMI 70mm metric camera and for supporting the application
of close-range photogrammetry in archaeology. And, credit is also
due to Curtis Yarbrough of AMI for his elegant mathematical solution which
was used to compile the stereo models of La Iglesia and the Adivino Pyramid,
and to John Garcia of AMI for spending many hours making drawings on AMI's
analytical stereoplotter. Our thanks go out to Professor Edward Kurjack
of Western Illinois University for his counsel in the field and assistance
with transportation, and to Charles and Elena Lincoln, and Patricia Anderson
for use of the surveying instrument. To Larry Harwood, scientific
photographer at the University of Colorado and to his photographic assistant
Andrea Olsheskie-Gray, our great appreciation for exceptional images and
all the long hours in the darkroom. Finally, to my field assistants,
Roger Farquhar, Bonnie Sokol and Giselle ten Hompel, sincere thanks.
REFERENCES
Brewster, David Sir
1856
The stereoscope: its history, theory and construction. New York:
Hastings on Hudson.
Desmond, Lawrence G. and Phyllis M. Messenger
1988
A Dream of Maya: Augutus and Alice Le Plongeon in 19th Century Yucatan.
Albuquerque: University
of New Mexico Press.
Le Plongeon, Augustus
1902
Letter to Charles Bowditch of the Peabody Museum at Harvard University,
December 13. Letter in
the archives of the museum.
BIBLIOGRAPHIC REFERENCE FOR THIS PAPER
Desmond, Lawrence G.
1994
The use of close-range photogrammetry for archaeological documentation:
Chichen Itza
and Uxmal 1989. In, Virginia M. Fields, Ed., Proceedings of the Seventh
Palenque Roundtable
Conference, Vol. IX, pp. 43-48. San Francisco: Pre-Columbian Art
Research Institute.